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Compliance - making a virtue of necessity

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About Compliance (especially the new Code)

The legal profession is - quite rightly - heavily regulated and controlled. Being able to demonstrate compliance with the regulations is, therefore, a necessity.

Making use of proper levels of knowledge, training, supervision and common sense can make your practice more efficient, more profitable and more attractive to new recruits.

As the one can be made to go hand in hand with the other, why not make a virtue of necessity and use regulatory compliance to your benefit? We'll be delighted to help.

Some common problems and concerns are
  • The Solicitors' Code of Conduct 2007 ("the new Code") went live on 1st July - but are we compliant...?
  • The new Code is in place, but our Office Manual is not fully up to date...
  • Our Office Manual is not as clear and well-ordered as it could be...
  • We think we have updated everything we need to for the new Code - Office Manual, notepaper, Terms of Business, Client Care (no longer Rule 15) letters etc, but we are still not sure...
  • All of our documentation is right, but most people are still blissfully unaware of the changes...
  • Keeping an Office Manual up to date and uniform across the firm is an almost impossible task - as well as being ridiculously time-consuming...
  • There must be better ways of communicating the key rules and the need for them to colleagues...

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How we can help

We have wide experience of operating compliant systems in practice and can offer clients a whole range of strategies, tips, procedures, training ideas, reference sources and technology.

From practical training programmes to better Intranet searches, from assurance over actual requirements to reviewing, revising and referencing your Office Manual, make Compliance work better for you by allowing us to!

We find that there are usually around two of the above issues causing a problem, but that the problem may be "lived with" for much longer than it needs to be (and much longer than is actually healthy).

Allow us briefly to review your existing arrangements with you and identify any area where you may wish us to help.

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Contact Uncommon Solutions

We shall be delighted to work with you in this area. Please contact us to book an appointment or to discuss further.

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